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Lead Consultant, Securities Operations

Charlotte, North Carolina


DHG ranks among the top Professional Services firms in the nation. With more than 2,000 professionals in 30+ offices located in 13 states, we combine extensive tax, assurance and advisory experience with a focus on relationships and personal service to help our clients achieve their goals. People, careers and flexibility are at the heart of DHG’s culture making it a great place to build a valuable career.

  • Job Type: Full Time
  • Job Level: All
  • travel: Required; opportunities vary by position.
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Job ID 2020-7362 Date posted 07/09/2020 Practice Risk Advisory Overview:

DHG is a certified public accounting and advisory firm offering assurance, tax and advisory services. With a growing international presence and ranking amongst the top 20 accounting firms in the nation, the firm combine’s deep industry experience with a strong commitment to personal service. DHG understands the complexities and challenges of delivering both regulatory and strategic change initiatives by offering a fresh perspective and innovative solutions to complex risk, compliance, and regulatory concerns. The firm’s consulting and advisory clients include Fortune 500 companies across a variety of industries in all 50 states and internationally.

Working as part of our Risk Advisory team, you will gain significant experience in handling risk related matters such as finance technology, internal audit, IT regulatory compliance and more. DHG provides you with a team that integrates best practices with a thorough grasp on the requirements and compliance needs of publicly traded international companies operating in highly regulated industries.

DHG’s Risk Advisory Services span many industries. Our collaborative service line and industry approach allows us to serve global and national clients in all industries.


Maintain and achieve high quality in work, client relations and team relations

Utilize technical knowledge within the expertise level of securities operations (e.g., broker-dealer, trade life cycle, settlement and clearance)

Actively build upon client relationship efforts to market and cross-sell the various services provided by the firm

Acquire the skills necessary to develop quality client relationships and loyalty

Assume the responsibility for staff work and ensure high quality of work is delivered within established deadlines

Serve in more of a leadership role on client work as technical knowledge and experience grows

Support any training and mentoring to staff and interns as necessary

Perform other duties as assigned by the firm’s leadership

Execute and help lead client engagement activities in all phases of project life cycle from start to end


5-7+ years’ experience in relevant roles within the Financial Services sector, focusing within broker dealer, securities operations, settlement and clearance, trade life cycle or front to back processing

BA or BS in Accounting, Finance, Business or related field required

Ability to travel at a minimum of 40-50%

Proficiency in MS Office: Word, Excel, Power Point and Outlook


Preferred Qualifications

  • Masters Degree in Business, Accounting or related field 
  • Advanced Microsoft Office Suite expertise
  • 1+ years of professional level project management experience




EEO Statement DHG endeavors to make the DHG Recruiting Website accessible to any and all users. If you would like to contact us regarding the accessibility of our website or need assistance completing the application process, please use this email link. This contact information is for accommodation request only and cannot be used to inquire about the status of applications or system support.

DHG is an equal opportunity employer. Qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or protected veteran status. For our EEO Policy Statement, and if you would like more information on your EEO rights under the law, please review “Employment Notices and Disclaimers” link at the bottom of the web page. DHG is happy to work with our external recruiting partners in identifying best in class talent. As our firm is held to the highest standards of compliance and integrity in interviewing, we require resumes only be presented to representatives of the Talent Acquisition team after signing a DHG agency agreement.

Agency Recruiters: DHG will not be liable for any staffing or recruiting fee associated with the submittal of any unsolicited candidates to any DHG employee outside of the Talent Acquisition team or without a signed fee agreement with the Talent Acquisition team or use the following search form to find jobs that suit your specific career interests. or use the following search form to find jobs that suit your specific career interests.